
MaxCyte, Inc.: shareholders and insiders
Price
$1.19
November 13, 2026Market cap $127M
What Ploutos Investor adds for MaxCyte
Part of Ploutos Investor, €9.99 a month
- The full history: 7 fiscal years, from 2019
- The estimated fair value, with its range and its certainty
- The full analysis, 18 a month
- More questions to the chat on its filings
- Excel with every year
- An email when it reports, changes its dividend or an officer buys
Sign in with a free account to see the last 5 fiscal years.
Insiders and their shares
Purchases and sales by officers and directors from Nov 15, 2025 to Jun 22, 2026, from their own Form 4 filings.
Bought on the market
–
nobody
Sold on the market
$8.3K
1 person
From Nov 15, 2025 to Nov 15, 2026, the days the chart shows. Change its range and the figures follow.
How the sales were made, as a share of their value
- Under a set plan0%
- The rest100%
By year
Insiders' open-market purchases (up) and sales (down), by value, since Nov 15, 2025, on a log scale: each gridline is ten times the last. From the SEC's quarterly data sets of Form 4 filings.
2026·no buys·sold $8.3K by 1 person
- 2025: no buys, no sales
- 2026: no buys, sold $8.3K by 1 person
- Jun 17, 2026John Joseph JohnstonDirectorKind
- Jun 17, 2026Rekha HemrajaniDirectorKind
- Jun 17, 2026Stanley C ErckDirectorKind
- Jun 17, 2026Richard DouglasDirectorKind
- Jun 17, 2026Cynthia CollinsDirectorKind
- Jun 17, 2026William W BrookeDirectorKind
- Jun 17, 2026Patrick J BalthropDirectorKind
- Jun 17, 2026Yasir B. Al-WakeelDirectorKind
- Mar 17, 2026Douglas J SwirskyCHIEF FINANCIAL OFFICERKind
| Date | Person | Kind | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Jun 17, 2026 | John Joseph JohnstonDirector | 30.4K | – | – | Form 4 | |
| Jun 17, 2026 | Rekha HemrajaniDirector | 30.4K | – | – | Form 4 | |
| Jun 17, 2026 | Stanley C ErckDirector | 30.4K | – | – | Form 4 | |
| Jun 17, 2026 | Richard DouglasDirector | 30.4K | – | – | Form 4 | |
| Jun 17, 2026 | Cynthia CollinsDirector | 30.4K | – | – | Form 4 | |
| Jun 17, 2026 | William W BrookeDirector | 30.4K | – | – | Form 4 | |
| Jun 17, 2026 | Patrick J BalthropDirector | 30.4K | – | – | Form 4 | |
| Jun 17, 2026 | Yasir B. Al-WakeelDirector | 30.4K | – | – | Form 4 | |
| Mar 17, 2026 | Douglas J SwirskyCHIEF FINANCIAL OFFICER | 10.1K | $0.82 | $8.3K | Form 4 |
From the Form 4s insiders file with the SEC within two business days of each trade. Before Jun 22, 2026 the table lists open-market purchases and sales only (no grants, option exercises or tax withholding), from the SEC's quarterly data sets. The 10b5-1 mark comes from the form's own box (since April 2023) or from a footnote of the filing that names the plan, where there is one.
Insiders and their shares
Every buy and sale by MXCT's officers and directors from 2021 up to November 14, 2025, 5 more calendar years
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Major holders (over 5%)
Whoever comes to own more than 5% of a class of shares reports it to the SEC on Schedule 13D or 13G. Here is each holder's latest filing.
- Capricorn Fund Managers LtdShare of class7.70%
| Holder | Kind of stake | Share of class | Shares | Filed | Filing |
|---|---|---|---|---|---|
| Capricorn Fund Managers Ltd | 7.70% | 8.20M | Feb 5, 2026 | 13G |
Fell to 5% or less (6)
Holders whose latest filing says they hold 5% or less. After it they need not file again, so what they hold today is not known.
From the Schedule 13D and 13G filed with the SEC since Dec 18, 2024, when they became structured data. A holder who has filed nothing since then is not shown here. A 13D is updated within two business days of any material change, a 13G up to 45 days after the quarter of the change, so the shares are those of the filing. The large managers also appear in the 13Fs.
Well-known managers
Which of the about 30 investment managers we track held the shares at the quarter end, and what they changed from the quarter before.
- Point72 (Cohen)In the quarter
- Citadel Advisors (Griffin)In the quarter+157%
- Millennium Mgmt (Englander)In the quarter×28.0
- D.E. ShawIn the quarter
- Renaissance TechnologiesIn the quarter+6.5%
- AQR CapitalIn the quarter+54%
| Manager | Shares | In the quarter | Value | % of their portfolio |
|---|---|---|---|---|
| Point72 (Cohen) | 299.9K | $400.0K | 0.00% | |
| Citadel Advisors (Griffin) | 856.3K | +157% | $1.1M | 0.00% |
| Millennium Mgmt (Englander) | 1.20M | ×28.0 | $1.5M | 0.00% |
| D.E. Shaw | – | – | 0.00% | |
| Renaissance Technologies | 2.04M | +6.5% | $2.3M | 0.00% |
| AQR Capital | 1.88M | +54% | $2.3M | 0.00% |
From the 13Fs managers file with the SEC up to 45 days after each quarter end. They show only long positions on that day, not short sales or what has changed since. No recent 13F: Pershing Square (Ackman), Scion (Burry).
Short interest
How many of the company's shares have been sold borrowed and not yet bought back, twice a month.
On Oct 15, 2026, 1.71% of its shares outstanding were held short, +68.1% since the report before.
- Shares held short
- 1.83M
- 1.71%
- Since the report before1.09M on Sep 30, 2026
- +68.1%
- 1.1
- 1.71M
- More days to cover thanof 4,578 US-listed companies with enough volume
- 18%
- Report date
- Oct 15, 2026
- Shares held short
- Oct 31, 2023: Shares held short 3.26M
- Nov 15, 2023: Shares held short 2.97M
- Nov 30, 2023: Shares held short 3.08M
- Dec 15, 2023: Shares held short 4.00M
- Dec 29, 2023: Shares held short 4.03M
- Jan 12, 2024: Shares held short 3.18M
- Jan 31, 2024: Shares held short 3.12M
- Feb 15, 2024: Shares held short 3.17M
- Feb 29, 2024: Shares held short 3.10M
- Mar 15, 2024: Shares held short 3.12M
- Mar 28, 2024: Shares held short 3.26M
- Apr 15, 2024: Shares held short 3.29M
- Apr 30, 2024: Shares held short 3.58M
- May 15, 2024: Shares held short 3.48M
- May 31, 2024: Shares held short 3.69M
- Jun 14, 2024: Shares held short 3.41M
- Jun 28, 2024: Shares held short 4.07M
- Jul 15, 2024: Shares held short 4.19M
- Jul 31, 2024: Shares held short 3.89M
- Aug 15, 2024: Shares held short 3.83M
- Aug 30, 2024: Shares held short 3.84M
- Sep 13, 2024: Shares held short 3.79M
- Sep 30, 2024: Shares held short 3.85M
- Oct 15, 2024: Shares held short 3.51M
- Oct 31, 2024: Shares held short 3.24M
- Nov 15, 2024: Shares held short 3.32M
- Nov 29, 2024: Shares held short 3.06M
- Dec 13, 2024: Shares held short 3.16M
- Dec 31, 2024: Shares held short 3.06M
- Jan 15, 2025: Shares held short 3.00M
- Jan 31, 2025: Shares held short 2.67M
- Feb 14, 2025: Shares held short 2.77M
- Feb 28, 2025: Shares held short 2.70M
- Mar 14, 2025: Shares held short 2.98M
- Mar 31, 2025: Shares held short 3.29M
- Apr 15, 2025: Shares held short 3.48M
- Apr 30, 2025: Shares held short 3.54M
- May 15, 2025: Shares held short 3.83M
- May 30, 2025: Shares held short 3.54M
- Jun 13, 2025: Shares held short 3.56M
- Jun 30, 2025: Shares held short 3.44M
- Jul 15, 2025: Shares held short 3.48M
- Jul 31, 2025: Shares held short 3.53M
- Aug 15, 2025: Shares held short 3.61M
- Aug 29, 2025: Shares held short 3.29M
- Sep 15, 2025: Shares held short 3.55M
- Sep 30, 2025: Shares held short 3.24M
- Oct 15, 2025: Shares held short 3.43M
- Oct 31, 2025: Shares held short 3.03M
- Nov 14, 2025: Shares held short 3.01M
- Nov 28, 2025: Shares held short 2.82M
- Dec 15, 2025: Shares held short 2.68M
- Dec 31, 2025: Shares held short 2.38M
- Jan 15, 2026: Shares held short 2.50M
- Jan 30, 2026: Shares held short 3.88M
- Feb 13, 2026: Shares held short 5.09M
- Feb 27, 2026: Shares held short 5.75M
- Mar 13, 2026: Shares held short 5.49M
- Mar 31, 2026: Shares held short 5.55M
- Apr 15, 2026: Shares held short 5.41M
- Apr 30, 2026: Shares held short 5.24M
- May 15, 2026: Shares held short 4.72M
- May 29, 2026: Shares held short 4.47M
- Jun 15, 2026: Shares held short 4.24M
- Jun 30, 2026: Shares held short 1.52M
- Jul 15, 2026: Shares held short 1.41M
- Jul 31, 2026: Shares held short 1.24M
- Aug 14, 2026: Shares held short 1.23M
- Aug 31, 2026: Shares held short 1.30M
- Sep 15, 2026: Shares held short 1.17M
- Sep 30, 2026: Shares held short 1.09M
- Oct 15, 2026: Shares held short 1.83M
As brokers report them to the regulator twice a month, mid-month and at month end, published about eight business days later. A short position is shares sold borrowed and not yet bought back. The share count is the one the company's market value is figured on, from its filings. Days to cover is the shares held short over the average daily volume of the weeks between two reports.
Short sales in daily trading24.2% of the shares in the last 14 sessions' reported trades were short sales.
In the last 14 sessions, 24.2% of the shares in the reported trades were short sales, against 25.4% in the 14 before.
- Last 14 sessionsOct 27, 2026 – Nov 13, 2026
- 24.2%
- The 14 beforeOct 7, 2026 – Oct 26, 2026
- 25.4%
- Change
- -1.2 pts
- Short sales a dayon average, of 724.9K shares
- 175.4K
- More than atof 3,649 US-listed companies, same days
- 2%
- Median of alleight in ten from 34.6% to 63.4%
- 50.1%
- Short sales
- Oct 7, 2026: Short sales 30.4%
- Oct 8, 2026: Short sales 71.3%
- Oct 9, 2026: Short sales 55.2%
- Oct 12, 2026: Short sales 30.2%
- Oct 13, 2026: Short sales 43.7%
- Oct 14, 2026: Short sales 32.7%
- Oct 15, 2026: Short sales 6.8%
- Oct 16, 2026: Short sales 13.3%
- Oct 19, 2026: Short sales 15.7%
- Oct 20, 2026: Short sales 20.6%
- Oct 21, 2026: Short sales 21.7%
- Oct 22, 2026: Short sales 13%
- Oct 23, 2026: Short sales 12.6%
- Oct 26, 2026: Short sales 12.6%
- Oct 27, 2026: Short sales 9.7%
- Oct 28, 2026: Short sales 23.2%
- Oct 29, 2026: Short sales 19.4%
- Oct 30, 2026: Short sales 25.4%
- Nov 2, 2026: Short sales 16%
- Nov 3, 2026: Short sales 15.1%
- Nov 4, 2026: Short sales 12%
- Nov 5, 2026: Short sales 17.2%
- Nov 6, 2026: Short sales 40.9%
- Nov 9, 2026: Short sales 26%
- Nov 10, 2026: Short sales 29.5%
- Nov 11, 2026: Short sales 31.1%
- Nov 12, 2026: Short sales 32.4%
- Nov 13, 2026: Short sales 20.5%
This is not the number of shares sold short today: it measures short sales within each day's trading, and only trades made off the exchanges. Much of it is market makers, who sell shares they do not have to fill buyers' orders and cover soon after, so for a heavily traded stock the share is often around half.
What the insiders hold
The shares each insider reports holding after their latest trade (Form 4), for those who traded on the market in the last three years.
- Stanley C ErckDirectorDirectly428.7K
- Douglas DoerflerPresident and CEODirectly333.2K
- Richard DouglasDirectorDirectly261.0K
- John Joseph JohnstonDirectorDirectly201.6K
- William W BrookeDirectorDirectly181.3K
- Maher MasoudPresident and CEODirectly175.0K
- Douglas J SwirskyCHIEF FINANCIAL OFFICERDirectly151.7K
- Cynthia CollinsDirectorDirectly111.3K
- Patrick J BalthropDirectorDirectly81.0K
- Yasir B. Al-WakeelDirectorDirectly81.0K
- Rekha HemrajaniDirectorDirectly70.3K
- David I. SandovalGENERAL COUNSELDirectly64.2K
- Ali SoleymannezhadChief Commercial OfficerDirectly59.4K
- Thomas M. RossEVP, GLOBAL SALESDirectly25.0K
| Person | Directly | Indirectly | After the trade of | Filing |
|---|---|---|---|---|
| Stanley C ErckDirector | 428.7K | – | Jun 17, 2026 | Form 4 |
| Douglas DoerflerPresident and CEO | 333.2K | – | Dec 5, 2023 | Form 4 |
| Richard DouglasDirector | 261.0K | – | Jun 17, 2026 | Form 4 |
| John Joseph JohnstonDirector | 201.6K | – | Jun 17, 2026 | Form 4 |
| William W BrookeDirector | 181.3K | – | Jun 17, 2026 | Form 4 |
| Maher MasoudPresident and CEO | 175.0K | – | Aug 13, 2025 | Form 4 |
| Douglas J SwirskyCHIEF FINANCIAL OFFICER | 151.7K | – | Mar 17, 2026 | Form 4 |
| Cynthia CollinsDirector | 111.3K | – | Jun 17, 2026 | Form 4 |
| Patrick J BalthropDirector | 81.0K | – | Jun 17, 2026 | Form 4 |
| Yasir B. Al-WakeelDirector | 81.0K | – | Jun 17, 2026 | Form 4 |
| Rekha HemrajaniDirector | 70.3K | – | Jun 17, 2026 | Form 4 |
| David I. SandovalGENERAL COUNSEL | 64.2K | – | Mar 18, 2025 | Form 4 |
| Ali SoleymannezhadChief Commercial Officer | 59.4K | – | Mar 18, 2025 | Form 4 |
| Thomas M. RossEVP, GLOBAL SALES | 25.0K | – | Aug 2, 2024 | Form 4 |
A lower bound: it counts only the 14 officers and directors with a market trade since Nov 16, 2023. Anyone who neither bought nor sold since is not here, whatever they hold. The share is against the share count on the latest 10-K's cover.
The ETFs that hold it
Which of the 269 US equity ETFs we track hold the stock, and at what weight, from the funds' N-PORT filings.
- VHTVanguard Health Care Index FundWeight in the fund0.00%
- VXFVanguard Extended Market Index FundWeight in the fund0.00%
- ITOTiShares Core S&P Total U.S. Stock Market ETFWeight in the fund0.00%
- VTIVanguard Total Stock Market Index FundWeight in the fund0.00%
4 of the 269 ETFs we track, not of every ETF on the market. The ten largest weights. Positions as each fund filed them in its latest N-PORT.
Institutional investors by quarter
Every manager that reports positions to the SEC (Form 13F), quarter by quarter: how many hold the stock, how many shares and dollars between them, and who entered, left, added or trimmed during the quarter.
- Managers
- Q3 2025: Managers 112
- Q4 2025: Managers 112
- Q1 2026: Managers 132
- Q2 2026: Managers 123
Institutional investors by quarter
The fund managers holding MXCT, quarter by quarter, from Q3 2021 to Q2 2025, 16 more quarters
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Q2 2026: 123 managers held 63.31M shares, worth $78M. During the quarter 27 opened a position, 36 closed one, 49 added and 28 trimmed.
The largest holders, Q2 2026
- Capricorn Fund ManagersIn the quarter
- Vitruvian PartnersIn the quarter
- Vanguard Capital ManagementIn the quarter+1.2%
- Morgan StanleyIn the quarter+0.2%
- Mudita AdvisorsIn the quarter
- BlackRockIn the quarter-65%
- Brooklands Fund ManagementIn the quarter+30%
- BNP PARIBAS ASSET MANAGEMENT HoldingIn the quarter
- Cadian Capital ManagementIn the quarter+28%
- Peapod Lane CapitalIn the quarter+60%
| Manager | Shares | In the quarter | Value |
|---|---|---|---|
| Capricorn Fund Managers | 8.20M | $10M | |
| Vitruvian Partners | 5.04M | $6.2M | |
| Vanguard Capital Management | 4.03M | +1.2% | $5.0M |
| Morgan Stanley | 3.69M | +0.2% | $4.5M |
| Mudita Advisors | 3.37M | $4.1M | |
| BlackRock | 3.06M | -65% | $3.8M |
| Brooklands Fund Management | 2.85M | +30% | $3.7M |
| BNP PARIBAS ASSET MANAGEMENT Holding | 2.77M | $3.4M | |
| Cadian Capital Management | 2.20M | +28% | $2.7M |
| Peapod Lane Capital | 2.13M | +60% | $2.6M |
From the SEC's Form 13F data sets, Q3 2025 to Q2 2026: the long positions of every manager with more than $100 million under management, as filed up to 45 days after each quarter end. Short positions and options are not in them. Shares as reported each quarter, not adjusted for splits. The stock is matched by its CUSIP, through the SEC's fails-to-deliver files.
Pay against performance, the say-on-pay vote, buybacks by quarter and trading plans are read for S&P 500 companies only.
The full analysis
What do MaxCyte's filings show?
Who buys and sells is one part of MaxCyte's picture. The full Ploutos AI analysis reads everything the company has filed and shows what stands behind it, with a source for every figure.
- A fair value range built from the filings
- Earnings quality, debt and red flags
- Insider and institutional moves
- The case for and the case against
Have MXCT's insiders bought or sold?
From Jun 22, 2026 to Jun 22, 2026 MaxCyte's insiders reported no purchase or sale of shares on the market.
Which well-known managers hold MXCT?
6 of the managers we track held the shares on Sep 30, 2026. The largest position was Renaissance Technologies's, worth $2.3M.
Is every insider transaction a purchase or a sale?
No. Many are part of their pay: share awards, option exercises and shares the company keeps for the tax. Only code P is a purchase with their own money, and code S a sale on the market.
Related pages
The other pages on US stocks, free to read. On the company pages, the last three fiscal years are open to everyone, five with a free account, and every year with Ploutos Investor.
The figures come from the company's SEC filings and the share price, and describe what it has reported. They are not a score or a fair value.