D/B/A Compass Diversified Holdings: shareholders and insiders
Price
$11.64
November 13, 2026Market cap $876M
What Ploutos Investor adds for D/B/A Compass Diversified
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- The full history: 17 fiscal years, from 2009
- The estimated fair value, with its range and its certainty
- The full analysis, 18 a month
- More questions to the chat on its filings
- Excel with every year
- An email when it reports, changes its dividend or an officer buys
Sign in with a free account to see the last 5 fiscal years.
Insiders and their shares
Purchases and sales by officers and directors from Nov 15, 2025 to Aug 27, 2026, from their own Form 4 filings.
Bought on the market
$2.5M
6 people
Sold on the market
–
nobody
From Nov 15, 2025 to Nov 15, 2026, the days the chart shows. Change its range and the figures follow.
How the sales were made, as a share of their value
No sales in the period.
By year
Insiders' open-market purchases (up) and sales (down), by value, since Nov 15, 2025, on a log scale: each gridline is ten times the last. From the SEC's quarterly data sets of Form 4 filings.
2026·bought $2.7M by 6 people·no sales
- 2025: no buys, no sales
- 2026: bought $2.7M by 6 people, no sales
- Aug 26, 2026Eugene L. KimKind
- Aug 14, 2026Glenn R RichterKind
- Aug 13, 2026Larry L EnterlineKind
- Aug 13, 2026Zachary T. SawtelleKind
- Aug 12, 2026Teri ShafferKind
- Aug 12, 2026Stephen KellerKind
- Aug 12, 2026Zachary T. SawtelleKind
- Apr 6, 2026Stephen KellerKind
- Apr 6, 2026Stephen KellerKind
| Date | Person | Kind | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|
| Aug 26, 2026 | Eugene L. Kim | 20.0K | $11.47 | $229.4K | Form 4 | |
| Aug 14, 2026 | Glenn R Richter | 38.1K | $13.14 | $500.0K | Form 4 | |
| Aug 13, 2026 | Larry L Enterline | 67.1K | $12.42 | $833.4K | Form 4 | |
| Aug 13, 2026 | Zachary T. Sawtelle | 7,000 | $12.45 | $87.2K | Form 4 | |
| Aug 12, 2026 | Teri Shaffer | 11.9K | $12.25 | $145.6K | Form 4 | |
| Aug 12, 2026 | Stephen Keller | 10.0K | $12.01 | $120.1K | Form 4 | |
| Aug 12, 2026 | Zachary T. Sawtelle | 25.0K | $11.99 | $299.7K | Form 4 | |
| Apr 6, 2026 | Stephen Keller | 20.0K | $8.66 | $173.2K | Form 4 | |
| Apr 6, 2026 | Stephen Keller | 10.0K | $8.50 | $85.0K | Form 4 |
From the Form 4s insiders file with the SEC within two business days of each trade. Before Jun 2, 2026 the table lists open-market purchases and sales only (no grants, option exercises or tax withholding), from the SEC's quarterly data sets. The 10b5-1 mark comes from the form's own box (since April 2023) or from a footnote of the filing that names the plan, where there is one.
Insiders and their shares
Every buy and sale by CODI's officers and directors from 2006 up to November 14, 2025, 20 more calendar years
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Major holders (over 5%)
Whoever comes to own more than 5% of a class of shares reports it to the SEC on Schedule 13D or 13G. Here is each holder's latest filing.
- ADW Capital Partners, L.P.with 2 more personsShares representing beneficial interests in Compass Diversified HoldingsShare of class19.3%
- G1 Execution Services, LLCwith 2 more personsShares representing beneficial interests in Compass Diversified HoldingsShare of class7.50%
- American Century Investment Management, Inc.with 2 more personsShare of class5.40%
- BlackRock, Inc.Share of class5.30%
- Allspring Global Investments Holdings, LLCShare of class5.10%
| Holder | Kind of stake | Share of class | Shares | Filed | Filing |
|---|---|---|---|---|---|
| ADW Capital Partners, L.P.with 2 more personsShares representing beneficial interests in Compass Diversified Holdings | 19.3% | 14.50M | Jul 16, 20266 filings since Feb 25, 2026 | 13D/A | |
| G1 Execution Services, LLCwith 2 more personsShares representing beneficial interests in Compass Diversified Holdings | 7.50% | 5.62M | Aug 14, 2026 | 13G | |
| American Century Investment Management, Inc.with 2 more persons | 5.40% | 4.07M | Aug 14, 20262 filings since Nov 14, 2025 | 13G/A | |
| BlackRock, Inc. | 5.30% | 3.98M | Jul 27, 20262 filings since Apr 27, 2026 | 13G | |
| Allspring Global Investments Holdings, LLC | 5.10% | 3.82M | Jul 31, 20262 filings since Apr 15, 2025 | 13G/A |
What the holders on a 13D state as their purpose
From Item 4 of the filing, in the holder's own words. It is the intention the holder states, not something that happened.
ADW Capital Partners, L.P.19.3%From the filing of Jul 16, 2026
Item 4 is hereby amended and supplemented as follows: "On July 16, 2026, ADW Capital Partners, L.P. delivered an open letter to the Issuer's board of directors (the "July Letter"). In the July Letter, ADW Capital Partners, L.P. called for the Issuer to immediately commence a strategic review process and orderly liquidation of the Issuer to preserve value for shareholders. The July Letter included ADW Capital Partners, L.P.'s financial analysis that the Issuer could achieve value in excess of $50 to $60 dollars per share through a sequencing of asset sales to streamline the Issuer in addition to share repurchases. The foregoing description of the July Letter is qualified in its entirety by…
From the filing of Jul 16, 2026
Fell to 5% or less (2)
Holders whose latest filing says they hold 5% or less. After it they need not file again, so what they hold today is not known.
From the Schedule 13D and 13G filed with the SEC since Dec 18, 2024, when they became structured data. A holder who has filed nothing since then is not shown here. A 13D is updated within two business days of any material change, a 13G up to 45 days after the quarter of the change, so the shares are those of the filing. The large managers also appear in the 13Fs.
Well-known managers
Which of the about 30 investment managers we track held the shares at the quarter end, and what they changed from the quarter before.
- D.E. ShawIn the quarter-7.9%
- Citadel Advisors (Griffin)In the quarter
- Millennium Mgmt (Englander)In the quarter+382%
- Renaissance TechnologiesIn the quarter
- AQR CapitalIn the quarter+39%
| Manager | Shares | In the quarter | Value | % of their portfolio |
|---|---|---|---|---|
| D.E. Shaw | 2.87M | -7.9% | $31M | 0.02% |
| Citadel Advisors (Griffin) | 317.9K | $3.4M | 0.00% | |
| Millennium Mgmt (Englander) | 665.2K | +382% | $7.1M | 0.00% |
| Renaissance Technologies | 14.3K | $200.0K | 0.00% | |
| AQR Capital | 513.5K | +39% | $5.5M | 0.00% |
From the 13Fs managers file with the SEC up to 45 days after each quarter end. They show only long positions on that day, not short sales or what has changed since. No recent 13F: Pershing Square (Ackman), Scion (Burry).
Short interest
How many of the company's shares have been sold borrowed and not yet bought back, twice a month.
On Oct 15, 2026, 5.96% of its shares outstanding were held short, -1.6% since the report before.
- Shares held short
- 4.48M
- 5.96%
- Since the report before4.56M on Sep 30, 2026
- -1.6%
- 7.7
- 582.3K
- More days to cover thanof 4,578 US-listed companies with enough volume
- 82%
- Report date
- Oct 15, 2026
- Oct 31, 2023: Shares held short 660.1K
- Nov 15, 2023: Shares held short 640.2K
- Nov 30, 2023: Shares held short 759.3K
- Dec 15, 2023: Shares held short 997.6K
- Dec 29, 2023: Shares held short 967.4K
- Jan 12, 2024: Shares held short 881.5K
- Jan 31, 2024: Shares held short 786.5K
- Feb 15, 2024: Shares held short 803.2K
- Feb 29, 2024: Shares held short 845.0K
- Mar 15, 2024: Shares held short 1.08M
- Mar 28, 2024: Shares held short 886.1K
- Apr 15, 2024: Shares held short 842.0K
- Apr 30, 2024: Shares held short 761.3K
- May 15, 2024: Shares held short 863.4K
- May 31, 2024: Shares held short 917.7K
- Jun 14, 2024: Shares held short 804.9K
- Jun 28, 2024: Shares held short 748.3K
- Jul 15, 2024: Shares held short 925.2K
- Jul 31, 2024: Shares held short 826.5K
- Aug 15, 2024: Shares held short 924.0K
- Aug 30, 2024: Shares held short 912.5K
- Sep 13, 2024: Shares held short 844.2K
- Sep 30, 2024: Shares held short 1.01M
- Oct 15, 2024: Shares held short 918.8K
- Oct 31, 2024: Shares held short 771.3K
- Nov 15, 2024: Shares held short 758.8K
- Nov 29, 2024: Shares held short 741.1K
- Dec 13, 2024: Shares held short 728.2K
- Dec 31, 2024: Shares held short 750.9K
- Jan 15, 2025: Shares held short 680.5K
- Jan 31, 2025: Shares held short 548.5K
- Feb 14, 2025: Shares held short 558.7K
- Feb 28, 2025: Shares held short 578.3K
- Mar 14, 2025: Shares held short 510.9K
- Mar 31, 2025: Shares held short 511.4K
- Apr 15, 2025: Shares held short 463.1K
- Apr 30, 2025: Shares held short 538.7K
- May 15, 2025: Shares held short 690.8K
- May 30, 2025: Shares held short 898.9K
- Jun 13, 2025: Shares held short 1.86M
- Jun 30, 2025: Shares held short 2.88M
- Jul 15, 2025: Shares held short 2.96M
- Jul 31, 2025: Shares held short 2.68M
- Aug 15, 2025: Shares held short 2.96M
- Aug 29, 2025: Shares held short 2.98M
- Sep 15, 2025: Shares held short 3.24M
- Sep 30, 2025: Shares held short 2.60M
- Oct 15, 2025: Shares held short 3.94M
- Oct 31, 2025: Shares held short 3.94M
- Nov 14, 2025: Shares held short 4.48M
- Nov 28, 2025: Shares held short 5.19M
- Dec 15, 2025: Shares held short 5.32M
- Dec 31, 2025: Shares held short 5.24M
- Jan 15, 2026: Shares held short 5.07M
- Jan 30, 2026: Shares held short 5.54M
- Feb 13, 2026: Shares held short 5.60M
- Feb 27, 2026: Shares held short 5.36M
- Mar 13, 2026: Shares held short 5.13M
- Mar 31, 2026: Shares held short 5.80M
- Apr 15, 2026: Shares held short 5.26M
- Apr 30, 2026: Shares held short 4.71M
- May 15, 2026: Shares held short 4.97M
- May 29, 2026: Shares held short 4.29M
- Jun 15, 2026: Shares held short 4.51M
- Jun 30, 2026: Shares held short 4.91M
- Jul 15, 2026: Shares held short 5.06M
- Jul 31, 2026: Shares held short 5.15M
- Aug 14, 2026: Shares held short 5.44M
- Aug 31, 2026: Shares held short 5.09M
- Sep 15, 2026: Shares held short 4.79M
- Sep 30, 2026: Shares held short 4.56M
- Oct 15, 2026: Shares held short 4.48M
As brokers report them to the regulator twice a month, mid-month and at month end, published about eight business days later. A short position is shares sold borrowed and not yet bought back. The share count is the one the company's market value is figured on, from its filings. Days to cover is the shares held short over the average daily volume of the weeks between two reports.
Short sales in daily trading32.9% of the shares in the last 14 sessions' reported trades were short sales.
In the last 14 sessions, 32.9% of the shares in the reported trades were short sales, against 51.1% in the 14 before.
- Last 14 sessionsOct 27, 2026 – Nov 13, 2026
- 32.9%
- The 14 beforeOct 7, 2026 – Oct 26, 2026
- 51.1%
- Change
- -18.2 pts
- Short sales a dayon average, of 210.9K shares
- 69.3K
- More than atof 3,649 US-listed companies, same days
- 8%
- Median of alleight in ten from 34.6% to 63.4%
- 50.1%
- Oct 7, 2026: Short sales 58%
- Oct 8, 2026: Short sales 48.7%
- Oct 9, 2026: Short sales 56%
- Oct 12, 2026: Short sales 55.7%
- Oct 13, 2026: Short sales 24.2%
- Oct 14, 2026: Short sales 45.2%
- Oct 15, 2026: Short sales 59%
- Oct 16, 2026: Short sales 51.9%
- Oct 19, 2026: Short sales 55.7%
- Oct 20, 2026: Short sales 60.5%
- Oct 21, 2026: Short sales 64.5%
- Oct 22, 2026: Short sales 60%
- Oct 23, 2026: Short sales 62%
- Oct 26, 2026: Short sales 28.2%
- Oct 27, 2026: Short sales 52%
- Oct 28, 2026: Short sales 12.7%
- Oct 29, 2026: Short sales 19.8%
- Oct 30, 2026: Short sales 32.9%
- Nov 2, 2026: Short sales 33.2%
- Nov 3, 2026: Short sales 49.4%
- Nov 4, 2026: Short sales 42.3%
- Nov 5, 2026: Short sales 34.4%
- Nov 6, 2026: Short sales 32.3%
- Nov 9, 2026: Short sales 28%
- Nov 10, 2026: Short sales 41%
- Nov 11, 2026: Short sales 37.5%
- Nov 12, 2026: Short sales 46.9%
- Nov 13, 2026: Short sales 43%
This is not the number of shares sold short today: it measures short sales within each day's trading, and only trades made off the exchanges. Much of it is market makers, who sell shares they do not have to fill buyers' orders and cover soon after, so for a heavily traded stock the share is often around half.
What the insiders hold
The shares each insider reports holding after their latest trade (Form 4), for those who traded on the market in the last three years.
- Path Spirit LTDTenPercentOwnerDirectly7.59M
- Stevns TrustTenPercentOwnerDirectly7.46M
- Elias SaboOtherDirectly675.5K
- Patrick A MaciarielloOtherDirectly228.5K
- Larry L EnterlineOtherDirectly100.0K
- James BottiglieriOtherDirectly88.2K
- Harold S EdwardsOtherDirectly76.5K
- Zachary T. SawtelleOtherDirectly73.6K
- Stephen KellerOtherDirectly51.8K
- Ryan J FaulkinghamOtherDirectly40.2K
- Glenn R RichterOtherDirectly–
- Gordon M BurnsOtherDirectly34.1K
- Teri ShafferOtherDirectly15.4K
- Simon Heidi LockeOtherDirectly22.3K
- Eugene L. KimOtherDirectly20.0K
- Alexander S. BhathalOtherDirectly18.3K
- Nancy MahonOtherDirectly10.5K
| Person | Directly | Indirectly | After the trade of | Filing |
|---|---|---|---|---|
| Path Spirit LTDTenPercentOwner | 7.59M | – | Jul 16, 2024 | Form 4 |
| Stevns TrustTenPercentOwner | 7.46M | – | Nov 11, 2024 | Form 4 |
| Elias SaboOther | 675.5K | – | Jan 26, 2024 | Form 4 |
| Patrick A MaciarielloOther | 228.5K | – | Sep 20, 2024 | Form 4 |
| Larry L EnterlineOther | 100.0K | – | Aug 13, 2026 | Form 4 |
| James BottiglieriOther | 88.2K | – | Jan 18, 2024 | Form 4 |
| Harold S EdwardsOther | 76.5K | – | Jan 18, 2024 | Form 4 |
| Zachary T. SawtelleOther | 73.6K | – | Aug 13, 2026 | Form 4 |
| Stephen KellerOther | 51.8K | 20.0K | Aug 12, 2026 | Form 4 |
| Ryan J FaulkinghamOther | 40.2K | – | Aug 6, 2024 | Form 4 |
| Glenn R RichterOther | – | 38.1K | Aug 14, 2026 | Form 4 |
| Gordon M BurnsOther | 34.1K | – | May 28, 2024 | Form 4 |
| Teri ShafferOther | 15.4K | 13.2K | Aug 12, 2026 | Form 4 |
| Simon Heidi LockeOther | 22.3K | – | Sep 11, 2024 | Form 4 |
| Eugene L. KimOther | 20.0K | – | Aug 26, 2026 | Form 4 |
| Alexander S. BhathalOther | 18.3K | – | May 28, 2024 | Form 4 |
| Nancy MahonOther | 10.5K | – | May 28, 2024 | Form 4 |
A lower bound: it counts only the 17 officers and directors with a market trade since Nov 16, 2023. Anyone who neither bought nor sold since is not here, whatever they hold. The share is against the share count on the latest 10-K's cover.
The ETFs that hold it
Which of the 269 US equity ETFs we track hold the stock, and at what weight, from the funds' N-PORT filings.
- IWNiShares Russell 2000 Value ETFWeight in the fund0.03%
- VTWOVanguard Russell 2000 Index FundWeight in the fund0.03%
- IWMiShares Russell 2000 ETFWeight in the fund0.02%
- IWOiShares Russell 2000 Growth ETFWeight in the fund0.02%
- VFHVanguard Financials Index FundWeight in the fund0.01%
- IWViShares Russell 3000 ETFWeight in the fund0.00%
- VTIVanguard Total Stock Market Index FundWeight in the fund0.00%
| ETF | Weight in the fund | Holdings as of |
|---|---|---|
| IWNiShares Russell 2000 Value ETF | 0.03% | Jun 30, 2026 |
| VTWOVanguard Russell 2000 Index Fund | 0.03% | Aug 31, 2026 |
| IWMiShares Russell 2000 ETF | 0.02% | Jun 30, 2026 |
| IWOiShares Russell 2000 Growth ETF | 0.02% | Jun 30, 2026 |
| VFHVanguard Financials Index Fund | 0.01% | Aug 31, 2026 |
| IWViShares Russell 3000 ETF | 0.00% | Jun 30, 2026 |
| VTIVanguard Total Stock Market Index Fund | 0.00% | Jun 30, 2026 |
7 of the 269 ETFs we track, not of every ETF on the market. The ten largest weights. Positions as each fund filed them in its latest N-PORT.
Institutional investors by quarter
Every manager that reports positions to the SEC (Form 13F), quarter by quarter: how many hold the stock, how many shares and dollars between them, and who entered, left, added or trimmed during the quarter.
- Q3 2025: Managers 215
- Q4 2025: Managers 172
- Q1 2026: Managers 176
- Q2 2026: Managers 181
Institutional investors by quarter
The fund managers holding CODI, quarter by quarter, from Q1 2013 to Q2 2025, 50 more quarters
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Q2 2026: 181 managers held 56.30M shares, worth $603M. During the quarter 29 opened a position, 25 closed one, 53 added and 61 trimmed.
The largest holders, Q2 2026
- American Century CompaniesIn the quarter-19%
- BlackRockIn the quarter+8.0%
- Allspring Global Investments HoldingsIn the quarter-12%
- ADW Capital ManagementIn the quarter
- Mangrove Partners ImIn the quarter
- D.E. ShawIn the quarter-7.9%
- Western StandardIn the quarter-15%
- SG Capital ManagementIn the quarter-12%
- Vanguard Capital ManagementIn the quarter+1.4%
- Morgan StanleyIn the quarter-4.5%
| Manager | Shares | In the quarter | Value |
|---|---|---|---|
| American Century Companies | 4.07M | -19% | $43M |
| BlackRock | 3.99M | +8.0% | $42M |
| Allspring Global Investments Holdings | 3.82M | -12% | $44M |
| ADW Capital Management | 3.75M | $40M | |
| Mangrove Partners Im | 3.68M | $39M | |
| D.E. Shaw | 2.87M | -7.9% | $31M |
| Western Standard | 2.65M | -15% | $28M |
| SG Capital Management | 2.45M | -12% | $26M |
| Vanguard Capital Management | 2.23M | +1.4% | $24M |
| Morgan Stanley | 1.70M | -4.5% | $18M |
From the SEC's Form 13F data sets, Q3 2025 to Q2 2026: the long positions of every manager with more than $100 million under management, as filed up to 45 days after each quarter end. Short positions and options are not in them. Shares as reported each quarter, not adjusted for splits. The stock is matched by its CUSIP, through the SEC's fails-to-deliver files.
Pay against performance, the say-on-pay vote, buybacks by quarter and trading plans are read for S&P 500 companies only.
The full analysis
What do D/B/A Compass Diversified's filings show?
Who buys and sells is one part of D/B/A Compass Diversified's picture. The full Ploutos AI analysis reads everything the company has filed and shows what stands behind it, with a source for every figure.
- A fair value range built from the filings
- Earnings quality, debt and red flags
- Insider and institutional moves
- The case for and the case against
Have CODI's insiders bought or sold?
From Jun 2, 2026 to Aug 27, 2026 D/B/A Compass Diversified's insiders bought $2.2M and sold 0 of shares on the market. – of the sales were under set 10b5-1 plans.
Which well-known managers hold CODI?
5 of the managers we track held the shares on Sep 30, 2026. The largest position was D.E. Shaw's, worth $31M.
Is every insider transaction a purchase or a sale?
No. Many are part of their pay: share awards, option exercises and shares the company keeps for the tax. Only code P is a purchase with their own money, and code S a sale on the market.
Related pages
The other pages on US stocks, free to read. On the company pages, the last three fiscal years are open to everyone, five with a free account, and every year with Ploutos Investor.
The figures come from the company's SEC filings and the share price, and describe what it has reported. They are not a score or a fair value.