Happen, Inc.: shareholders and insiders

HAPNNASDAQFinancial services · Personal Credit Institutions

Price

$15.53

November 13, 2026Market cap $1.8B

DCF calculator

What Ploutos Investor adds for Happen

Part of Ploutos Investor, €9.99 a month

See the plans
  • The full history: 15 fiscal years, from FY2011
  • The estimated fair value, with its range and its certainty
  • The full analysis, 18 a month
  • More questions to the chat on its filings
  • Excel with every year
  • An email when it reports, changes its dividend or an officer buys

Sign in with a free account to see the last 5 fiscal years.

Notes on these figures

  • The interest the company pays is far more than the debt we can read would cost, so part of its borrowing is missing from the figures. We leave out the debt, net cash, enterprise value and the multiples built on them.

Insiders and their shares

Purchases and sales by officers and directors, from their own Form 4 filings.

Reading the newest filings from the SEC. This part fills in on its own in a few seconds.

Major holders (over 5%)

Whoever comes to own more than 5% of a class of shares reports it to the SEC on Schedule 13D or 13G. Here is each holder's latest filing.

7 Holders over 5%Oct 30, 2026 Latest filing
  • Wellington Management Group LLPwith 3 more persons
    Share of class13.3%
  • Vanguard Portfolio Management
    Share of class8.41%
  • BlackRock, Inc.
    Share of class7.50%
  • Bay Pond Investors (Bermuda) L.P.
    Share of class5.10%
  • Bay Pond Partners, L.P.
    Share of class5.10%
  • Dimensional Fund Advisors LP
    Share of class5.00%
  • Vanguard Capital Management
    Share of class5.00%
Fell to 5% or less (3)

Holders whose latest filing says they hold 5% or less. After it they need not file again, so what they hold today is not known.

  • The Vanguard Group0.00%Mar 27, 202613G/A
  • Senvest Management, LLC3.70%Feb 12, 202613G/A
  • Jackson Square Partners, LLC2.53%Feb 4, 202513G/A

From the Schedule 13D and 13G filed with the SEC since Dec 18, 2024, when they became structured data. A holder who has filed nothing since then is not shown here. A 13D is updated within two business days of any material change, a 13G up to 45 days after the quarter of the change, so the shares are those of the filing. The large managers also appear in the 13Fs.

Well-known managers

Which of the about 30 investment managers we track held the shares at the quarter end, and what they changed from the quarter before.

Sep 30, 2026 quarter end
  • Point72 (Cohen)
    In the quarter-79%
  • D.E. Shaw
    In the quarter+105%
  • Citadel Advisors (Griffin)
    In the quarter-40%
  • Millennium Mgmt (Englander)
    In the quarter-25%
  • Renaissance Technologies
    In the quarter
  • Bridgewater (Dalio)
    In the quarter
  • AQR Capital
    In the quarter-4.6%

From the 13Fs managers file with the SEC up to 45 days after each quarter end. They show only long positions on that day, not short sales or what has changed since. No recent 13F: Pershing Square (Ackman), Scion (Burry).

Short interest

How many of the company's shares have been sold borrowed and not yet bought back, twice a month.

On Oct 15, 2026, 6.68% of its shares outstanding were held short, +18.6% since the report before.

Shares held short
7.70M
6.68%
Since the report before6.49M on Sep 30, 2026
+18.6%
3.7
2.11M
More days to cover thanof 4,578 US-listed companies with enough volume
43%
Report date
Oct 15, 2026
  • Jun 30, 2026: Shares held short 6.86M
  • Jul 15, 2026: Shares held short 5.25M
  • Jul 31, 2026: Shares held short 5.15M
  • Aug 14, 2026: Shares held short 4.83M
  • Aug 31, 2026: Shares held short 5.74M
  • Sep 15, 2026: Shares held short 6.36M
  • Sep 30, 2026: Shares held short 6.49M
  • Oct 15, 2026: Shares held short 7.70M

As brokers report them to the regulator twice a month, mid-month and at month end, published about eight business days later. A short position is shares sold borrowed and not yet bought back. The share count is the one the company's market value is figured on, from its filings. Days to cover is the shares held short over the average daily volume of the weeks between two reports.

Short sales in daily trading42.7% of the shares in the last 14 sessions' reported trades were short sales.

In the last 14 sessions, 42.7% of the shares in the reported trades were short sales, against 44.9% in the 14 before.

Last 14 sessionsOct 27, 2026 – Nov 13, 2026
42.7%
The 14 beforeOct 7, 2026 – Oct 26, 2026
44.9%
Change
-2.2 pts
Short sales a dayon average, of 807.6K shares
344.7K
More than atof 3,649 US-listed companies, same days
27%
Median of alleight in ten from 34.6% to 63.4%
50.1%
  • Oct 7, 2026: Short sales 69.8%
  • Oct 8, 2026: Short sales 63.4%
  • Oct 9, 2026: Short sales 64.7%
  • Oct 12, 2026: Short sales 40.9%
  • Oct 13, 2026: Short sales 37.7%
  • Oct 14, 2026: Short sales 61.3%
  • Oct 15, 2026: Short sales 33.8%
  • Oct 16, 2026: Short sales 52.2%
  • Oct 19, 2026: Short sales 57.8%
  • Oct 20, 2026: Short sales 45.9%
  • Oct 21, 2026: Short sales 34.4%
  • Oct 22, 2026: Short sales 47.4%
  • Oct 23, 2026: Short sales 23.8%
  • Oct 26, 2026: Short sales 38.4%
  • Oct 27, 2026: Short sales 20.8%
  • Oct 28, 2026: Short sales 31.7%
  • Oct 29, 2026: Short sales 39.2%
  • Oct 30, 2026: Short sales 58.3%
  • Nov 2, 2026: Short sales 57.7%
  • Nov 3, 2026: Short sales 66.5%
  • Nov 4, 2026: Short sales 61.8%
  • Nov 5, 2026: Short sales 48.5%
  • Nov 6, 2026: Short sales 46.8%
  • Nov 9, 2026: Short sales 60.4%
  • Nov 10, 2026: Short sales 53.4%
  • Nov 11, 2026: Short sales 58.6%
  • Nov 12, 2026: Short sales 46.4%
  • Nov 13, 2026: Short sales 43.4%

This is not the number of shares sold short today: it measures short sales within each day's trading, and only trades made off the exchanges. Much of it is market makers, who sell shares they do not have to fill buyers' orders and cover soon after, so for a heavily traded stock the share is often around half.

The ETFs that hold it

Which of the 269 US equity ETFs we track hold the stock, and at what weight, from the funds' N-PORT filings.

18 ETFs holding it0.17% The largest weight (AVUV)
  • AVUVAvantis U.S. Small Cap Value ETF
    Weight in the fund0.17%
  • DFSVDimensional US Small Cap Value ETF
    Weight in the fund0.13%
  • IWNiShares Russell 2000 Value ETF
    Weight in the fund0.12%
  • IWMiShares Russell 2000 ETF
    Weight in the fund0.07%
  • VTWOVanguard Russell 2000 Index Fund
    Weight in the fund0.06%
  • VBRVanguard Small-Cap Value Index Fund
    Weight in the fund0.05%
  • SCHASchwab U.S. Small-Cap ETF
    Weight in the fund0.04%
  • IWOiShares Russell 2000 Growth ETF
    Weight in the fund0.03%
  • VXFVanguard Extended Market Index Fund
    Weight in the fund0.03%
  • VBVanguard Small-Cap Index Fund
    Weight in the fund0.03%

18 of the 269 ETFs we track, not of every ETF on the market. The ten largest weights. Positions as each fund filed them in its latest N-PORT.

Institutional investors by quarter

Every manager that reports positions to the SEC (Form 13F), quarter by quarter: how many hold the stock, how many shares and dollars between them, and who entered, left, added or trimmed during the quarter.

245 Managers, Q2 2026$2.2B Value of their positions
  • Q3 2025: Managers 243
  • Q4 2025: Managers 257
  • Q1 2026: Managers 250
  • Q2 2026: Managers 245

Institutional investors by quarter

The fund managers holding HAPN, quarter by quarter, from Q2 2019 to Q2 2025, 25 more quarters

Part of Ploutos Investor, €9.99 a month

See the plans

Sign in with a free account to see the last 12 quarters.

Q2 2026: 245 managers held 104M shares, worth $2.2B. During the quarter 39 opened a position, 44 closed one, 89 added and 74 trimmed.

The largest holders, Q2 2026

  • Wellington Management Group
    In the quarter+20%
  • BlackRock
    In the quarter+4.9%
  • Vanguard Portfolio Management
    In the quarter+8.1%
  • Dimensional Fund Advisors
    In the quarter+9.1%
  • Vanguard Capital Management
    In the quarter+0.1%
  • T. Rowe Price Investment Management
    In the quarter+78%
  • Senvest Management
    In the quarter-26%
  • American Century Companies
    In the quarter+17%
  • Geode Capital Management
    In the quarter-5.4%
  • State Street
    In the quarter+1.7%

From the SEC's Form 13F data sets, Q3 2025 to Q2 2026: the long positions of every manager with more than $100 million under management, as filed up to 45 days after each quarter end. Short positions and options are not in them. Shares as reported each quarter, not adjusted for splits. The stock is matched by its CUSIP, through the SEC's fails-to-deliver files.

Pay against performance, the say-on-pay vote, buybacks by quarter and trading plans are read for S&P 500 companies only.

The full analysis

What do Happen's filings show?

Who buys and sells is one part of Happen's picture. The full Ploutos AI analysis reads everything the company has filed and shows what stands behind it, with a source for every figure.

  • A fair value range built from the filings
  • Earnings quality, debt and red flags
  • Insider and institutional moves
  • The case for and the case against

Questions about HAPN's shareholders

Didn't find what you were looking for?

Ask us
Which well-known managers hold HAPN?

7 of the managers we track held the shares on Sep 30, 2026. The largest position was D.E. Shaw's, worth $33M.

Is every insider transaction a purchase or a sale?

No. Many are part of their pay: share awards, option exercises and shares the company keeps for the tax. Only code P is a purchase with their own money, and code S a sale on the market.

Related pages

The other pages on US stocks, free to read. On the company pages, the last three fiscal years are open to everyone, five with a free account, and every year with Ploutos Investor.

US stocksThe market today, the sectors, the largest companies and the week's results.The market's sectorsThe 11 sectors side by side: returns, share of the market, median P/E and dividend.Compare stocksTwo companies side by side: price over up to ten years, with and without dividends, and every figure.US dividend stocksEach dividend's yield next to whether the company's cash covers it and whether it was ever cut.

The figures come from the company's SEC filings and the share price, and describe what it has reported. They are not a score or a fair value.