Tompkins Financial Corporation: shareholders and insiders
Price
$100.39
November 13, 2026Market cap $1.4B
What Ploutos Investor adds for Tompkins Financial
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- The full history: 17 fiscal years, from 2009
- The estimated fair value, with its range and its certainty
- The full analysis, 18 a month
- More questions to the chat on its filings
- Excel with every year
- An email when it reports, changes its dividend or an officer buys
Sign in with a free account to see the last 5 fiscal years.
Insiders and their shares
Purchases and sales by officers and directors, from their own Form 4 filings.
Reading the newest filings from the SEC. This part fills in on its own in a few seconds.
Major holders (over 5%)
Whoever comes to own more than 5% of a class of shares reports it to the SEC on Schedule 13D or 13G. Here is each holder's latest filing.
- BlackRock, Inc.Share of class13.2%
- State Streetwith 1 more personShare of class8.40%
- Vanguard Portfolio ManagementShare of class5.26%
| Holder | Kind of stake | Share of class | Shares | Filed | Filing |
|---|---|---|---|---|---|
| BlackRock, Inc. | 13.2% | 1.91M | Apr 29, 2025 | 13G/A | |
| State Streetwith 1 more person | 8.40% | 1.21M | Nov 10, 2025 | 13G | |
| Vanguard Portfolio Management | 5.26% | 759.2K | Apr 29, 2026 | 13G |
Fell to 5% or less (1)
Holders whose latest filing says they hold 5% or less. After it they need not file again, so what they hold today is not known.
- The Vanguard Group0.00%Mar 27, 202613G/A
From the Schedule 13D and 13G filed with the SEC since Dec 18, 2024, when they became structured data. A holder who has filed nothing since then is not shown here. A 13D is updated within two business days of any material change, a 13G up to 45 days after the quarter of the change, so the shares are those of the filing. The large managers also appear in the 13Fs.
Well-known managers
Which of the about 30 investment managers we track held the shares at the quarter end, and what they changed from the quarter before.
- Citadel Advisors (Griffin)In the quarter-33%
- Millennium Mgmt (Englander)In the quarter+253%
- D.E. ShawIn the quarter-7.1%
- AQR CapitalIn the quarter+29%
| Manager | Shares | In the quarter | Value | % of their portfolio |
|---|---|---|---|---|
| Citadel Advisors (Griffin) | 4,995 | -33% | $500.0K | 0.00% |
| Millennium Mgmt (Englander) | 18.0K | +253% | $1.7M | 0.00% |
| D.E. Shaw | 12.0K | -7.1% | $1.1M | 0.00% |
| AQR Capital | 97.8K | +29% | $9.2M | 0.00% |
From the 13Fs managers file with the SEC up to 45 days after each quarter end. They show only long positions on that day, not short sales or what has changed since. No recent 13F: Pershing Square (Ackman), Scion (Burry).
Short interest
How many of the company's shares have been sold borrowed and not yet bought back, twice a month.
On Oct 15, 2026, 3.25% of its shares outstanding were held short, +3.5% since the report before.
- Shares held short
- 469.0K
- 3.25%
- Since the report before453.0K on Sep 30, 2026
- +3.5%
- 5.5
- 84.7K
- More days to cover thanof 4,578 US-listed companies with enough volume
- 66%
- Report date
- Oct 15, 2026
- Oct 31, 2023: Shares held short 199.1K
- Nov 15, 2023: Shares held short 216.0K
- Nov 30, 2023: Shares held short 211.7K
- Dec 15, 2023: Shares held short 266.6K
- Dec 29, 2023: Shares held short 233.2K
- Jan 12, 2024: Shares held short 221.1K
- Jan 31, 2024: Shares held short 321.0K
- Feb 15, 2024: Shares held short 290.6K
- Feb 29, 2024: Shares held short 292.6K
- Mar 15, 2024: Shares held short 279.9K
- Mar 28, 2024: Shares held short 256.1K
- Apr 15, 2024: Shares held short 233.9K
- Apr 30, 2024: Shares held short 230.1K
- May 15, 2024: Shares held short 223.3K
- May 31, 2024: Shares held short 207.8K
- Jun 14, 2024: Shares held short 236.2K
- Jun 28, 2024: Shares held short 191.4K
- Jul 15, 2024: Shares held short 198.0K
- Jul 31, 2024: Shares held short 197.0K
- Aug 15, 2024: Shares held short 180.6K
- Aug 30, 2024: Shares held short 167.2K
- Sep 13, 2024: Shares held short 146.5K
- Sep 30, 2024: Shares held short 109.1K
- Oct 15, 2024: Shares held short 116.1K
- Oct 31, 2024: Shares held short 97.0K
- Nov 15, 2024: Shares held short 85.4K
- Nov 29, 2024: Shares held short 78.4K
- Dec 13, 2024: Shares held short 86.8K
- Dec 31, 2024: Shares held short 68.9K
- Jan 15, 2025: Shares held short 74.2K
- Jan 31, 2025: Shares held short 74.9K
- Feb 14, 2025: Shares held short 79.9K
- Feb 28, 2025: Shares held short 72.2K
- Mar 14, 2025: Shares held short 79.9K
- Mar 31, 2025: Shares held short 97.5K
- Apr 15, 2025: Shares held short 96.6K
- Apr 30, 2025: Shares held short 117.4K
- May 15, 2025: Shares held short 143.5K
- May 30, 2025: Shares held short 138.9K
- Jun 13, 2025: Shares held short 151.2K
- Jun 30, 2025: Shares held short 158.4K
- Jul 15, 2025: Shares held short 139.3K
- Jul 31, 2025: Shares held short 103.4K
- Aug 15, 2025: Shares held short 108.3K
- Aug 29, 2025: Shares held short 105.3K
- Sep 15, 2025: Shares held short 106.7K
- Sep 30, 2025: Shares held short 92.4K
- Oct 15, 2025: Shares held short 116.1K
- Oct 31, 2025: Shares held short 112.2K
- Nov 14, 2025: Shares held short 135.1K
- Nov 28, 2025: Shares held short 135.3K
- Dec 15, 2025: Shares held short 125.6K
- Dec 31, 2025: Shares held short 107.7K
- Jan 15, 2026: Shares held short 126.7K
- Jan 30, 2026: Shares held short 109.0K
- Feb 13, 2026: Shares held short 143.9K
- Feb 27, 2026: Shares held short 135.4K
- Mar 13, 2026: Shares held short 162.1K
- Mar 31, 2026: Shares held short 189.1K
- Apr 15, 2026: Shares held short 193.3K
- Apr 30, 2026: Shares held short 221.0K
- May 15, 2026: Shares held short 218.4K
- May 29, 2026: Shares held short 255.3K
- Jun 15, 2026: Shares held short 249.1K
- Jun 30, 2026: Shares held short 300.2K
- Jul 15, 2026: Shares held short 275.9K
- Jul 31, 2026: Shares held short 285.5K
- Aug 14, 2026: Shares held short 281.4K
- Aug 31, 2026: Shares held short 300.4K
- Sep 15, 2026: Shares held short 332.2K
- Sep 30, 2026: Shares held short 453.0K
- Oct 15, 2026: Shares held short 469.0K
As brokers report them to the regulator twice a month, mid-month and at month end, published about eight business days later. A short position is shares sold borrowed and not yet bought back. The share count is the one the company's market value is figured on, from its filings. Days to cover is the shares held short over the average daily volume of the weeks between two reports.
Short sales in daily trading58.5% of the shares in the last 14 sessions' reported trades were short sales.
In the last 14 sessions, 58.5% of the shares in the reported trades were short sales, against 68.4% in the 14 before.
- Last 14 sessionsOct 27, 2026 – Nov 13, 2026
- 58.5%
- The 14 beforeOct 7, 2026 – Oct 26, 2026
- 68.4%
- Change
- -9.9 pts
- Short sales a dayon average, of 30.6K shares
- 17.9K
- More than atof 3,649 US-listed companies, same days
- 79%
- Median of alleight in ten from 34.6% to 63.4%
- 50.1%
- Oct 7, 2026: Short sales 73.9%
- Oct 8, 2026: Short sales 70.5%
- Oct 9, 2026: Short sales 73.7%
- Oct 12, 2026: Short sales 77.8%
- Oct 13, 2026: Short sales 63%
- Oct 14, 2026: Short sales 80.9%
- Oct 15, 2026: Short sales 70.9%
- Oct 16, 2026: Short sales 69.4%
- Oct 19, 2026: Short sales 76.7%
- Oct 20, 2026: Short sales 49.3%
- Oct 21, 2026: Short sales 60.4%
- Oct 22, 2026: Short sales 73.8%
- Oct 23, 2026: Short sales 56.1%
- Oct 26, 2026: Short sales 68.3%
- Oct 27, 2026: Short sales 50.3%
- Oct 28, 2026: Short sales 32.5%
- Oct 29, 2026: Short sales 57.1%
- Oct 30, 2026: Short sales 54.8%
- Nov 2, 2026: Short sales 60.4%
- Nov 3, 2026: Short sales 63.7%
- Nov 4, 2026: Short sales 41%
- Nov 5, 2026: Short sales 60.6%
- Nov 6, 2026: Short sales 88.1%
- Nov 9, 2026: Short sales 69.7%
- Nov 10, 2026: Short sales 46.9%
- Nov 11, 2026: Short sales 69.2%
- Nov 12, 2026: Short sales 77.6%
- Nov 13, 2026: Short sales 81%
This is not the number of shares sold short today: it measures short sales within each day's trading, and only trades made off the exchanges. Much of it is market makers, who sell shares they do not have to fill buyers' orders and cover soon after, so for a heavily traded stock the share is often around half.
The ETFs that hold it
Which of the 269 US equity ETFs we track hold the stock, and at what weight, from the funds' N-PORT filings.
- KREState Street(R) SPDR(R) S&P(R) Regional Banking ETFWeight in the fund0.17%
- IJSiShares S&P Small-Cap 600 Value ETFWeight in the fund0.13%
- AVUVAvantis U.S. Small Cap Value ETFWeight in the fund0.12%
- IWNiShares Russell 2000 Value ETFWeight in the fund0.09%
- SPSMState Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETFWeight in the fund0.07%
- IJRiShares Core S&P Small-Cap ETFWeight in the fund0.06%
- VTWOVanguard Russell 2000 Index FundWeight in the fund0.04%
- IWMiShares Russell 2000 ETFWeight in the fund0.04%
- DFSVDimensional US Small Cap Value ETFWeight in the fund0.03%
- VBRVanguard Small-Cap Value Index FundWeight in the fund0.03%
| ETF | Weight in the fund | Holdings as of |
|---|---|---|
| KREState Street(R) SPDR(R) S&P(R) Regional Banking ETF | 0.17% | Jun 30, 2026 |
| IJSiShares S&P Small-Cap 600 Value ETF | 0.13% | Jun 30, 2026 |
| AVUVAvantis U.S. Small Cap Value ETF | 0.12% | Aug 31, 2026 |
| IWNiShares Russell 2000 Value ETF | 0.09% | Jun 30, 2026 |
| SPSMState Street(R) SPDR(R) Portfolio S&P 600(TM) Small Cap ETF | 0.07% | Jun 30, 2026 |
| IJRiShares Core S&P Small-Cap ETF | 0.06% | Jun 30, 2026 |
| VTWOVanguard Russell 2000 Index Fund | 0.04% | Aug 31, 2026 |
| IWMiShares Russell 2000 ETF | 0.04% | Jun 30, 2026 |
| DFSVDimensional US Small Cap Value ETF | 0.03% | Jul 31, 2026 |
| VBRVanguard Small-Cap Value Index Fund | 0.03% | Jun 30, 2026 |
22 of the 269 ETFs we track, not of every ETF on the market. The ten largest weights. Positions as each fund filed them in its latest N-PORT.
Institutional investors by quarter
Every manager that reports positions to the SEC (Form 13F), quarter by quarter: how many hold the stock, how many shares and dollars between them, and who entered, left, added or trimmed during the quarter.
- Q3 2025: Managers 193
- Q4 2025: Managers 197
- Q1 2026: Managers 210
- Q2 2026: Managers 221
Institutional investors by quarter
The fund managers holding TMP, quarter by quarter, from Q1 2013 to Q2 2025, 50 more quarters
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Q2 2026: 221 managers held 10.15M shares, worth $958M. During the quarter 29 opened a position, 18 closed one, 77 added and 63 trimmed.
The largest holders, Q2 2026
- BlackRockIn the quarter+2.4%
- State StreetIn the quarter+1.8%
- Tompkins FinancialIn the quarter-0.2%
- Vanguard Portfolio ManagementIn the quarter+1.8%
- Dimensional Fund AdvisorsIn the quarter+3.4%
- Vanguard Capital ManagementIn the quarter+0.8%
- American Century CompaniesIn the quarter+34%
- Geode Capital ManagementIn the quarter+6.4%
- Morgan StanleyIn the quarter-0.3%
- Northern TrustIn the quarter+7.1%
| Manager | Shares | In the quarter | Value |
|---|---|---|---|
| BlackRock | 2.05M | +2.4% | $194M |
| State Street | 1.21M | +1.8% | $114M |
| Tompkins Financial | 1.12M | -0.2% | $106M |
| Vanguard Portfolio Management | 767.4K | +1.8% | $73M |
| Dimensional Fund Advisors | 607.5K | +3.4% | $57M |
| Vanguard Capital Management | 570.4K | +0.8% | $54M |
| American Century Companies | 412.6K | +34% | $39M |
| Geode Capital Management | 370.5K | +6.4% | $35M |
| Morgan Stanley | 166.7K | -0.3% | $16M |
| Northern Trust | 146.9K | +7.1% | $14M |
From the SEC's Form 13F data sets, Q3 2025 to Q2 2026: the long positions of every manager with more than $100 million under management, as filed up to 45 days after each quarter end. Short positions and options are not in them. Shares as reported each quarter, not adjusted for splits. The stock is matched by its CUSIP, through the SEC's fails-to-deliver files.
Pay against performance, the say-on-pay vote, buybacks by quarter and trading plans are read for S&P 500 companies only.
The full analysis
What do Tompkins Financial's filings show?
Who buys and sells is one part of Tompkins Financial's picture. The full Ploutos AI analysis reads everything the company has filed and shows what stands behind it, with a source for every figure.
- A fair value range built from the filings
- Earnings quality, debt and red flags
- Insider and institutional moves
- The case for and the case against
Which well-known managers hold TMP?
4 of the managers we track held the shares on Jun 30, 2026. The largest position was AQR Capital's, worth $9.2M.
Is every insider transaction a purchase or a sale?
No. Many are part of their pay: share awards, option exercises and shares the company keeps for the tax. Only code P is a purchase with their own money, and code S a sale on the market.
Related pages
The other pages on US stocks, free to read. On the company pages, the last three fiscal years are open to everyone, five with a free account, and every year with Ploutos Investor.
The figures come from the company's SEC filings and the share price, and describe what it has reported. They are not a score or a fair value.